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How it works ?

 

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Setting up a Stock Brokerage Firm in India involves multiple steps, including obtaining necessary licenses, registering with regulatory bodies like the Securities and Exchange Board of India (SEBI), and setting up the infrastructure to provide brokerage services to clients. A stock brokerage firm acts as an intermediary between buyers and sellers in the securities market and offers services like buying and selling stocks, derivatives trading, commodity trading, advisory services, and more.

Here’s a step-by-step guide to setting up a Stock Brokerage Firm in India:

Step 1: Understand the Regulatory Environment

The first step is to understand the regulations governing stock brokers in India. The key regulations are:

  • SEBI (Stock Brokers and Sub-Brokers) Regulations, 1992 – This governs the registration of stock brokers with SEBI.
  • Securities Contracts (Regulation) Act, 1956 (SCRA) – Regulates securities trading in India.
  • Exchange Regulations – Depending on the exchange you wish to operate with (e.g., NSE, BSE), there are specific regulations.

Key Regulatory Bodies:

  • Securities and Exchange Board of India (SEBI): The primary regulator of the securities market in India.
  • National Stock Exchange (NSE), Bombay Stock Exchange (BSE): Stock exchanges you will work with.
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Setup Stock Brokerage Firm

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